Medical records can be hard for patients to get, even in this digital information age. But they shouldnât be: Federal law guarantees that people have a right to see and obtain a copy of their medical records.
New evidence of barriers to exercising this right comes from by researchers at Yale University. Late last year, researchers collected forms that patients use to request records from each hospital. Then, researchers called the hospitals and asked how to get records, the cost of doing so, how long it would take, the format in which information would be sent and whether the entire record would be available.
Researchers didnât disclose they were conducting an academic study; instead, they posed as a relative asking questions on behalf of a grandmother who needed her records before seeking a second opinion. Family members make such requests on behalf of older relatives every day.
Hospitalsâ answers were inconsistent: In many cases, the information on forms didnât match what researchers were told on the phone. Sometimes their answers violated federal or state legal requirements.
Notably, only 53 percent of hospitalsâ forms indicated patients could get their complete records. This right was acknowledged in all the phone calls. Forty-three percent of hospital forms didnât disclose the estimated cost of obtaining records, as required. In phone calls, all but one hospital disclosed costs, but 59 percent cited a higher-than-government-recommended fee for electronic records.
âThe unfortunate truth is that the system doesnât give patients reliable or consistent responses. And some people who work in medical records departments appear to be ignorant of the law and the rights that patients have,â said Dr. Harlan Krumholz, co-author of the study and professor of medicine, epidemiology and public health at the Yale University School of Medicine.
Under a groundbreaking law, patients have a right to get some or all of their medical records upon request. (Psychotherapy notes can be excluded.) Hospitals, medical clinics, physician practices, pharmacies and health insurers are required to make this information available within 30 days (sometimes a 30-day extension can be granted), at a reasonable cost and in the format that patients request (for instance, paper copy, fax, electronic copy or CD), if possible.
Research suggests that reviewing medical records can be beneficial. People are more likely to follow treatment recommendations, remember what happened at medical visits and feel engaged in their care when they have access to this information, studies indicate.
But HIPAA requirements are often misunderstood. Jacqueline OâDoherty, a geriatric care manager with Health Care Connect LLC of Califon, N.J., encountered this last month when she tried to see records for an 80-year-old client who was being transferred from a hospital to a nearby rehabilitation facility after suffering acute respiratory distress.
Although the older woman had signed a form appointing OâDoherty as a âdesignated representativeâ â a status that should have allowed OâDoherty access to her clientsâ records â a hospital nurse refused to let OâDoherty check the clientâs lab results, medication list and discharge summary. It was only when an infectious-disease doctor intervened, citing the need for continuity of care, that OâDoherty was able to review her clientâs records.
âIt really depends on the institution, what they will and wonât let you do,â OâDoherty said.
After receiving a large volume of complaints about recordsâ cost and accessibility, the Office for Civil Rights of the U.S. Department of Health and Human Services, issued in January 2016. For electronic records, the guidelines prohibit per-page charges and recommend a maximum cost of $6.50 for consumers. They also clarify patientsâ right to have records sent to third parties, including family members or professionals advocating on their behalf.
Despite these protections, the forms used to request records arenât standardized and can be confusing. Often itâs not clear what is being offered. âAs a person who works in the health care system, even I had trouble understanding the forms and what I could request based on the options listed,â said Carolyn Lye, a medical and law student at Yale who did much of the legwork for the new study.
Problems may be even more common at physician practices, which often donât have medical records departments. When , a campaign to expand access to digital health information, asked consumers about their experience, people described poorly informed or unhelpful staff, high fees, long waits and frustrating bureaucratic processes, among other barriers.
âPeople are being told âNo I canât give this to youââ because office staff, nurses and doctors âdonât know what they can or cannot do,â said Pamela Lane, vice president of policy and government relations for the American Health Information Management Association.
Electronic patient portals donât solve the problem yet: Most contain limited information and donât currently include a way for patients to request records such as the notes physicians take during patient visits. âWeâre slowly moving in that direction, but weâre not there yet,â said Catherine DesRoches, executive director of , an organization devoted to making doctorsâ and nursesâ notes more readily available to patients.
The government is making improved electronic access to medical records a priority through its new , announced earlier this year. Full details of the initiative are not yet available. But Seema Verma, administrator of the Centers for Medicare & Medicaid Services, has repeatedly called for people with Medicare coverage to have better access to their records. In an unusual move, she spoke out on Twitter about the Yale study, calling its findings ânot acceptable.â
What can people do if they encounter problems like those documented by the Yale researchers?
If your hospital or doctorâs office declines to make your records available, print out materials about your rights and use them to advocate on your behalf. âTell staff, âIâm entitled to a copy of my records: This is my legal right, as explained here,ââ Lane said.
A good resource is a created by the American Health Information Management Association last year, which people can copy and bring with them to help make their case, Lane said. A summary of your right to share medical information with family, friends or other authorized third parties can be found .
To familiarize yourself with your overall rights, see this ââ published by the governmentâs Office of the National Coordinator for Health Information Technology. And take a look at the âGet Your Dataâ section of the website, which includes a clear summary of your rights, how to request your medical records, and troubleshooting suggestions if you encounter obstacles. A helpful two-page summary is available .
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